Location: Birmingham

Regulatory Analyst

Role: Data

Job Reference: 185746

 

Protective Life/ Regulatory Analyst

Remote

No visa sponsorships supported

In this role, you must have solid organizational skills, be highly motivated, manage multiple projects and have attention to detail. 1

Requirements  Bachelor’s degree and relevant experience or additional advanced training, such as a

paralegal Certificate or other appropriate advanced degree required  Experience with web-based content control prospectus platform preferred  Competence in MS Word, Excel and PowerPoint is required  Must have experience with SEC (variable products preferred)  Regulatory examination support (SEC, FINRA)  A minimum of 5-7 years at an insurance company working with registered variable

products or comparable experience is required  Experience with forms N-6, N-W required  Preferred experience with forms S-1 or S-3  Working knowledge of forms N-CEN and 24F-2 is preferred  Experience with content control prospectus platform preferred

 

Responsibilities  Provide support for Products and Distribution Team attorneys and work with

other Regulatory Analysts as assigned  Prepare securities (lings for variable life and variable annuity products  Regulatory examination support SEC, FINRA  Contract review for variable insurance separate accounts  Support various tasks with respect to fixed and variable products  Support tasks associated with variable product fund managers  Preparation of periodic compliance reporting to parent company  Support for integration of acquired blocks of variable products  Research projects as needed  Additional duties as appropriate given experience and ability

Benefits  Medical, Dental & Vision Insurance  Life Insurance  Retirement  Work From Home  Paid Time Off

 

 

 

 

 

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Consultant

Rola Zayed

rzayed@pg-rec.com

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